#MMTLP#FINRAfraud
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Robert J. Shapiro (born 1953) is the cofounder and chairman of Sonecon, LLC, a United States private consultancy for economic and security-related issues that has
built a reputation on a range of policy matters, including climate change, intellectual property, securities fraud, healthcare reform, demographics, the resilience of the electric grid to cyberattacks, and blockchain technologies. He is known for advising public officials,
including President Bill Clinton, UK Prime Minister Tony Blair, senior members of the Obama cabinet and administration, numerous US senators and representatives, and the Director of the International Monetary Fund.
He also has advised senior executives of numerous Fortune 100 companies.
Previously he was undersecretary of commerce for economic affairs in the administration of President Bill Clinton, principal economic adviser to Bill Clinton during the 1992 campaign,
a senior economic adviser to Hillary Clinton, Barack Obama, John Kerry and Al Gore in their campaigns, a cofounder of the Progressive Policy Institute, legislative director to Senator Daniel Patrick Moynihan, and an associate editor of U.S. News & World Report.
Lastly and most importantly, he was on the audit commitee board for $OSTK Overstock so he has been down this road before. He can be of great help to us!
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$MMTLP #FINRAfraud
SEC Rule 10b-5, codified at 17 CFR 240.10b-5, is one of the most important rules targeting securities fraud promulgated by the U.S. Securities and Exchange Commission, pursuant to its authority granted under § 10(b) of the Securities Exchange Act of 1934.
[1] The rule prohibits any act or omission resulting in fraud or deceit in connection with the purchase or sale of any security. The issue of insider trading is given further definition in SEC Rule 10b5-1.
"Rule 10b-5: Employment of Manipulative and Deceptive Practices":
It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange,