"NO EXTENSION OF NATO'S JURISDICTION FOR FORCES OF NATO ONE INCH TO THE EAST of a unified Germany" - US Secretary of State Baker to Gorbachev, 1990. 
"NOT ONE INCH EASTWARD": HOW NATO LIED TO RUSSIA:
Declassified documents show security assurances against NATO expansion to Soviet leaders from Baker, Bush, Genscher, Kohl, Gates, Mitterrand, Thatcher, Hurd, Major, and Woerner
"U.S. Secretary of State James Baker’s famous “not one inch eastward” assurance about NATO expansion in his meeting with Soviet leader Mikhail Gorbachev on February 9, 1990, was part of a cascade of assurances about Soviet security given by Western leaders to Gorbachev and other Soviet officials throughout the process of German unification in 1990 and on into 1991, according to declassified U.S., Soviet, German, British and French documents posted today by the National Security Archive at George Washington University
The documents show that multiple national leaders were considering and rejecting Central and Eastern European membership in NATO as of early 1990 and through 1991, that discussions of NATO in the context of German unification negotiations in 1990 were not at all narrowly limited to the status of East German territory, and that subsequent Soviet and Russian complaints about being misled about NATO expansion were founded in written contemporaneous memcons and telcons at the highest levels.
The documents reinforce former CIA Director Robert Gates’s criticism of “pressing ahead with expansion of NATO eastward [in the 1990s], when Gorbachev and others were led to believe that wouldn’t happen.”
The first concrete assurances by Western leaders on NATO began on January 31, 1990, when West German Foreign Minister Hans-Dietrich Genscher opened the bidding with a major public speech at Tutzing, in Bavaria, on German unification. The U.S. Embassy in Bonn (see Document 1) informed Washington that Genscher made clear “that the changes in Eastern Europe and the German unification process must not lead to an ‘impairment of Soviet security interests.’ Therefore, NATO should rule out an ‘expansion of its territory towards the east, i.e. moving it closer to the Soviet borders.’” The Bonn cable also noted Genscher’s proposal to leave the East German territory out of NATO military structures even in a unified Germany in NATO.
This latter idea of special status for the GDR territory was codified in the final German unification treaty signed on September 12, 1990, by the Two-Plus-Four foreign ministers (see Document 25). The former idea about “closer to the Soviet borders” is written down not in treaties but in multiple memoranda of conversation between the Soviets and the highest-level Western interlocutors (Genscher, Kohl, Baker, Gates, Bush, Mitterrand, Thatcher, Major, Woerner, and others) offering assurances throughout 1990 and into 1991 about protecting Soviet security interests and including the USSR in new European security structures. The two issues were related but not the same. Subsequent analysis sometimes conflated the two and argued that the discussion did not involve all of Europe. The documents published below show clearly that it did.
The “Tutzing formula” immediately became the center of a flurry of important diplomatic discussions over the next 10 days in 1990, leading to the crucial February 10, 1990, meeting in Moscow between Kohl and Gorbachev when the West German leader achieved Soviet assent in principle to German unification in NATO, as long as NATO did not expand to the east. The Soviets would need much more time to work with their domestic opinion (and financial aid from the West Germans) before formally signing the deal in September 1990.
As late as March 1991, according to the diary of the British ambassador to Moscow, British Prime Minister John Major personally assured Gorbachev, “We are not talking about the strengthening of NATO.” Subsequently, when Soviet defense minister Marshal Dmitri Yazov asked Major about East European leaders’ interest in NATO membership, the British leader responded, “Nothing of the sort will happen."
Declassified documents show security assurances against NATO expansion to Soviet leaders from Baker, Bush, Genscher, Kohl, Gates, Mitterrand, Thatcher, Hurd, Major, and Woerner
"U.S. Secretary of State James Baker’s famous “not one inch eastward” assurance about NATO expansion in his meeting with Soviet leader Mikhail Gorbachev on February 9, 1990, was part of a cascade of assurances about Soviet security given by Western leaders to Gorbachev and other Soviet officials throughout the process of German unification in 1990 and on into 1991, according to declassified U.S., Soviet, German, British and French documents posted today by the National Security Archive at George Washington University
The documents show that multiple national leaders were considering and rejecting Central and Eastern European membership in NATO as of early 1990 and through 1991, that discussions of NATO in the context of German unification negotiations in 1990 were not at all narrowly limited to the status of East German territory, and that subsequent Soviet and Russian complaints about being misled about NATO expansion were founded in written contemporaneous memcons and telcons at the highest levels.
The documents reinforce former CIA Director Robert Gates’s criticism of “pressing ahead with expansion of NATO eastward [in the 1990s], when Gorbachev and others were led to believe that wouldn’t happen.”
The first concrete assurances by Western leaders on NATO began on January 31, 1990, when West German Foreign Minister Hans-Dietrich Genscher opened the bidding with a major public speech at Tutzing, in Bavaria, on German unification. The U.S. Embassy in Bonn (see Document 1) informed Washington that Genscher made clear “that the changes in Eastern Europe and the German unification process must not lead to an ‘impairment of Soviet security interests.’ Therefore, NATO should rule out an ‘expansion of its territory towards the east, i.e. moving it closer to the Soviet borders.’” The Bonn cable also noted Genscher’s proposal to leave the East German territory out of NATO military structures even in a unified Germany in NATO.
This latter idea of special status for the GDR territory was codified in the final German unification treaty signed on September 12, 1990, by the Two-Plus-Four foreign ministers (see Document 25). The former idea about “closer to the Soviet borders” is written down not in treaties but in multiple memoranda of conversation between the Soviets and the highest-level Western interlocutors (Genscher, Kohl, Baker, Gates, Bush, Mitterrand, Thatcher, Major, Woerner, and others) offering assurances throughout 1990 and into 1991 about protecting Soviet security interests and including the USSR in new European security structures. The two issues were related but not the same. Subsequent analysis sometimes conflated the two and argued that the discussion did not involve all of Europe. The documents published below show clearly that it did.
The “Tutzing formula” immediately became the center of a flurry of important diplomatic discussions over the next 10 days in 1990, leading to the crucial February 10, 1990, meeting in Moscow between Kohl and Gorbachev when the West German leader achieved Soviet assent in principle to German unification in NATO, as long as NATO did not expand to the east. The Soviets would need much more time to work with their domestic opinion (and financial aid from the West Germans) before formally signing the deal in September 1990.
As late as March 1991, according to the diary of the British ambassador to Moscow, British Prime Minister John Major personally assured Gorbachev, “We are not talking about the strengthening of NATO.” Subsequently, when Soviet defense minister Marshal Dmitri Yazov asked Major about East European leaders’ interest in NATO membership, the British leader responded, “Nothing of the sort will happen."
'NATO Expansion: What Gorbachev Heard'
"Declassified documents show security assurances against NATO expansion to Soviet leaders from Baker, Bush, Genscher, Kohl, Gates, Mitterrand, Thatcher, Hurd, Major, and Woerner"
nsarchive.gwu.edu/briefing-book/…
"Declassified documents show security assurances against NATO expansion to Soviet leaders from Baker, Bush, Genscher, Kohl, Gates, Mitterrand, Thatcher, Hurd, Major, and Woerner"
nsarchive.gwu.edu/briefing-book/…
"As late as March 1991, according to the diary of the British ambassador to Moscow, British Prime Minister John Major personally assured Gorbachev, “We are not talking about the strengthening of NATO.” Subsequently, when Soviet defense minister Marshal Dmitri Yazov asked Major about East European leaders’ interest in NATO membership, the British leader responded, “Nothing of the sort will happen." Link below:
JOHN MAJOR ASSURED RUSSIAN GENERALS OF NO NATO EXPANSION - 1991:
British Ambassador to Moscow Rodric Braithwaite diary, 05 March 1991 account of meeting Russian/Soviet Generals, on General Yazov: "He emphasises the value of military exchanges and remarks that this is the first time since the war that East and West have not been afraid of oneanother Major asks him what professional lessons he draws from the Gulf about the role of armed forces in the new world security situation This gives him a chance to launch into a great harangue about the need for trust and security in Europe which rapidly evolves into a justification of the Soviet position on NATO and the CFE He professes to be worried that the Czechs Poles and Hungarians will join NATO Havel has been making equivocal statements Major assures him that nothing of the sort will happen"
British Ambassador to Moscow Rodric Braithwaite diary, 05 March 1991 account of meeting Russian/Soviet Generals, on General Yazov: "He emphasises the value of military exchanges and remarks that this is the first time since the war that East and West have not been afraid of oneanother Major asks him what professional lessons he draws from the Gulf about the role of armed forces in the new world security situation This gives him a chance to launch into a great harangue about the need for trust and security in Europe which rapidly evolves into a justification of the Soviet position on NATO and the CFE He professes to be worried that the Czechs Poles and Hungarians will join NATO Havel has been making equivocal statements Major assures him that nothing of the sort will happen"
Memorandum of conversation between Mikhail Gorbachev and James Baker in Moscow.
Date
Feb 9, 1990
"The most famous U.S. assurance to the Soviets on NATO expansion confirms the Soviet transcript of the same conversation. Repeating what Bush said at the Malta summit in December 1989, Baker tells Gorbachev: “The President and I have made clear that we seek no unilateral advantage in this process” of inevitable German unification. Baker goes on to say, “We understand the need for assurances to the countries in the East. If we maintain a presence in a Germany that is a part of NATO, there would be no extension of NATO’s jurisdiction for forces of NATO one inch to the east.” Later in the conversation, Baker poses the same position as a question, “would you prefer a united Germany outside of NATO that is independent and has no US forces or would you prefer a united Germany with ties to NATO and assurances that there would be no extension of NATO’s current jurisdiction eastward?” The declassifiers of this memcon actually redacted Gorbachev’s response that indeed such an expansion would be “unacceptable” – but Baker’s letter to Kohl the next day, published in 1998 by the Germans, gives the quote."
nsarchive.gwu.edu/document/16116…
Date
Feb 9, 1990
"The most famous U.S. assurance to the Soviets on NATO expansion confirms the Soviet transcript of the same conversation. Repeating what Bush said at the Malta summit in December 1989, Baker tells Gorbachev: “The President and I have made clear that we seek no unilateral advantage in this process” of inevitable German unification. Baker goes on to say, “We understand the need for assurances to the countries in the East. If we maintain a presence in a Germany that is a part of NATO, there would be no extension of NATO’s jurisdiction for forces of NATO one inch to the east.” Later in the conversation, Baker poses the same position as a question, “would you prefer a united Germany outside of NATO that is independent and has no US forces or would you prefer a united Germany with ties to NATO and assurances that there would be no extension of NATO’s current jurisdiction eastward?” The declassifiers of this memcon actually redacted Gorbachev’s response that indeed such an expansion would be “unacceptable” – but Baker’s letter to Kohl the next day, published in 1998 by the Germans, gives the quote."
nsarchive.gwu.edu/document/16116…
BAKER TO GORBACHEV:
"Would you prefer a united Germany outside of NATO that is independent and has no US forces or would you prefer a united Germany with ties to NATO and assurances that there would be no extension of NATO’s current jurisdiction eastward?”
GORBACHEV: "Such an expansion would be “unacceptable”
"Would you prefer a united Germany outside of NATO that is independent and has no US forces or would you prefer a united Germany with ties to NATO and assurances that there would be no extension of NATO’s current jurisdiction eastward?”
GORBACHEV: "Such an expansion would be “unacceptable”
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