#Investoradvocate attorney defending people in #SEC #FINRA and other financial investigations, recovering investor losses, helping #whistleblowers
Mar 4, 2022 • 6 tweets • 2 min read
There is a way for #Apes to have a direct effect on the brokerage industry in the short term. Become a FINRA arbitrator. In many cases, the list of arbitrators that we get when representing a customer is filled with industry folks. We need you. finra.org/arbitration-me…
"As a FINRA arbitrator, you have the opportunity to develop skills, give back and supplement your income. No previous arbitration, securities or legal experience is required to apply—just five years of paid work experience and two years of college-level credits." /1
Feb 2, 2022 • 12 tweets • 5 min read
How unfair is FINRA arbitration? Court decision shows how corrupt FINRA's dispute resolution process is. Broker attorney manipulated arb selection process, then benefited from arbitrators refusing to hear investor evidence & more. #investorprotection finra.org/sites/default/…
