Quick overview: I first provide a new definition of “modern bureaucracy” & discuss different typologies. Then, I explain the emergence of these administrative systems. Finally, I examine (1) the factors that shaped their organization & (2) how they impacted societies & economies.
Why should we study bureaucracies? Because they are of *enormous* relevance to modern societies & economies. They are responsible for policy implementation, they deliver public goods crucial to economic growth, & citizens are affected by their efficiency both directly &indirectly
Bureaucracies also played key roles in several major historical processes. For instance, when industrialization significantly increased socioeconomic complexity, the demand for state services rose. Only modern bureauc. were effective at responding to these transformative changes.
It is important to differentiate the terms “modern bureaucracy” & “modern state”. The latter began to emerge much earlier & developed over centuries. But modern bureaucracies (as one step in the development of modern states) only began to be formed in the 18th & 19th centuries.
Next I define a “modern public bureaucracy” as an internally hierarchical administrative organization that is subordinated to a government & has all five features detailed below. Public administrations that only meet some of these criteria may be classified as “proto-modern.”
My view differs from Weber's prominent characterization. Most importantly, Weber’s ideal type of bureaucracy has additional components that make it difficult to view many public administrations as meeting the standards of “modern bureaucracy.” More details on this in the chapter.
In the following section of the chapter, I discuss several major classification schemes/typologies of bureaucracies. Among others, I introduce the typologies by Silberman (1993), Dahlström & @VictorLapuente (2017), Painter & Peters (2010), and Huber & Shipan (2002).
I detail the three major historical processes that led to modern bureaucracies: (1) the first modern bureaucracies developed as a result of war-related pressures, (2) industrialization also played a key role, (3) imperialism later amplified the formation & spread of these systems
Then, I examine the factors that historically shaped bureaucratic institutional design. Regarding politically autonomous countries, I differentiate between 4 factors: 1) socioeconomic developments, 2) macropolitical circumstances, 3) interest groups, 4) sociocultural determinants
With respect to countries that were not politically autonomous (i.e., that were subject to foreign rule), I suggest that external influences were decisive for bureaucratic design. Major empires imposed new administrative & legal institutions in territories controlled by them.
4 theoretical factors explain bureaucratic path dependence: 1) bur. constitute powerful interest groups, 2) gov’ts depend on their expertise for policy implementation, 3) administr. culture is persistent, and 4) state–citizen interactions occur within self-reinforcing equilibria.
Finally, I discuss the manifold effects that bur. have on societies & economies, which can be both productive & destructive. In general, the literature suggests that the character of administr. org’s is highly relevant to econ. development, political stability, & social cohesion.
In sum, bur. are of central relevance to historical political economy. Although we have gained key insights into their origins, character, & impact on society, there is significant space for future research. This field is still at its inception & I look forward to seeing it grow!
2. Guest Lecture: Melissa Lee (@PUPolitics) on “Literacy and State–Society Interactions in Nineteenth-Century France” (2021 Best Article Award by @ApsaEuro)
Day: Friday, December 3, 2021
Time: 3.00–4.30 PM CET / 9.00–10.30 AM ET
🚨 What are the political consequences of pandemics? 🚨
D. Gingerich & I analyze history’s deadliest #pandemic in a brand new @World_Pol article: “Pandemics & Political Development: The Electoral Legacy of the #BlackDeath in Germany”
Brief summary (#TLDR): The Black Death (BD) had a significant long-term impact on Germany’s political development. Hard-hit areas introduced proto-democratic institutions; sustained experiences with participative government later helped reject antidemocratic & illiberal parties.
Long overview (starting here): In 1347, Europe was hit by a pandemic that killed 30–60% of its population: the BD. It had a major impact on medieval society which was based on feudalism/serfdom. Yet the BD’s impact varied greatly across space, leading to divergence in its impact.